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06/16/2016

Software Executive and Three Friends Charged With Insider Trading

The Securities and Exchange Commission today announced insider trading charges against a former software company executive and three close friends who made more than a half-million dollars based on his illegal tip about an upcoming merger. Read more

06/15/2016

Hedge Fund Managers and Former Government Official Charged in $32 Million Insider Trading Scheme - Separate Asset Mismarking Scheme Yielded $6 Million in Extra Fees

Hedge Fund Managers and Former Government Official Charged in $32 Million Insider Trading Scheme - Separate Asset Mismarking Scheme Yielded $6 Million in Extra FeesRead more

06/13/2016

How to Read a Mutual Fund Prospectus (Part 1 of 3: Investment Objective, Strategies, and Risks)

The SEC’s Office of Investor Education and Advocacy is issuing a series of three Investor Bulletins to help inform investors about key information in a prospectus. You should note, however, that a prospectus contains additional information that may assist investors in making an investment decision.Read more

06/13/2016

How to Read a Mutual Fund Prospectus (Part 2 of 3: Fee Table and Performance)

The SEC’s Office of Investor Education and Advocacy is issuing a series of three Investor Bulletins to help inform investors about key information in a prospectus. You should note, however, that a prospectus contains additional information that may assist investors in making an investment decision.Read more

06/13/2016

How to Read a Mutual Fund Prospectus (Part 3 of 3: Management, Shareholder Information, and Statement of Additional Information)

The SEC’s Office of Investor Education and Advocacy is issuing a series of three Investor Bulletins to help inform investors about key information in a prospectus. You should note, however, that a prospectus contains additional information that may assist investors in making an investment decision.Read more