Skip to content

Font size: A- | A | A+

Investor.gov Logo for Print

News and Alerts

01/20/2016

Ocwen Paying Penalty for Misstated Financial Results

The Securities and Exchange Commission today announced that Ocwen Financial Corp. has agreed to settle charges that it misstated financial results by using a flawed, undisclosed methodology to value complex mortgage assets.Read more

01/19/2016

SEC: Alternative Fund Manager Overcharged Fees, Misled Investors

The Securities and Exchange Commission today announced that a Denver-based alternative fund manager has agreed to settle charges that the firm overcharged management fees and misled investors about how it valued certain assets.Read more

01/07/2016

Investor Bulletin: 10 Investment Tips for 2016

Whether you are a first-time investor or have been investing for years, here are ten tips from the SEC’s Office of Investor Education and Advocacy to help you make more informed investing decisions and avoid common scams in 2016.Read more

01/06/2016

SEC: J.P. Morgan Misled Customers on Broker Compensation

The Securities and Exchange Commission today announced that J.P. Morgan’s brokerage business agreed to pay $4 million to settle charges that it falsely stated on its private banking website and in marketing materials that advisors are compensated “based on our clients’ performance; no one is paid on commission.”Read more

12/28/2015

Traders in China and Hong Kong Paying $920,000 to Settle Insider Trading Case

The Securities and Exchange Commission today announced that two traders in China and Hong Kong have agreed to pay more than $920,000 to settle an insider trading case against them.Read more