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04/13/2016

SEC: Research Analyst Is Insider Trading in Mother’s Brokerage Account

The Securities and Exchange Commission today announced insider trading charges against a research analyst who allegedly reaped more than $1.5 million in February through trades he made in his mother’s brokerage account based on nonpublic information he learned at work.Read more

04/11/2016

SEC: Company Misled Investors About Energy-Efficient Technology

The Securities and Exchange Commission today announced fraud charges against a Texas-based technology company and its founder accused of boosting stock sales with false claims about a supposedly revolutionary computer server and big-name customers purportedly placing orders to buy it. Read more

04/04/2016

SEC Charges Four in Fraudulent “Free Dinner” Scheme

The Securities and Exchange Commission today announced that it has charged four individuals in a fraud whose victims included seniors who were solicited at “free dinner” investment seminars in Florida. Read more

03/31/2016

SEC: Navistar International and Former CEO Misled Investors About Advanced Technology Engine

The Securities and Exchange Commission today charged Navistar International Corp. with misleading investors about its development of an advanced technology truck engine that could be certified to meet U.S. emission standards.Read more

03/30/2016

SEC: Biotech Venture Capitalist Stole Investor Funds for Personal Use

The Securities and Exchange Commission today announced that a San Francisco-based biotech venture capitalist has agreed to settle charges that he siphoned money from a fund managed by his firm in order to prop up other struggling businesses he owned and finance his lavish lifestyle.Read more