- Introduction to the Markets
- Investing Basics
- Researching & Managing Investments
- Employment to Retirement
- Life Events
Press Alt + shift + h then Enter to skip to secondary navigation. Mac users press Control + shift + h
A registered owner or record holder holds stocks directly with the company, rather than in "street name." Registration Statement -- By law, public companies in the U.S. must disclose important financial information before they issue securities for sale to the public. This report, known as a registration statement, is filed with the SEC.