Researchers and Librarians - Easy Access to Selected Securities and Investor Information at the SEC
            
    
    

    
    
    
    
  
  
        

    
Researchers and Librarians - Easy Access to Selected Securities and Investor Information at the SEC

    

    

    

	Spotlight on Topics of Current Issues at the SEC 


Hedge Funds, Sarbanes-Oxley, and more http://www.sec.gov/spotlight.shtml 



	Official Documents and Reports 



	Releases 


Press Releases http://www.sec.gov/news/press.shtml


Rulemaking http://www.sec.gov/rules.shtml


No Action Letters, Staff Accounting Bulletins, Staff Legal Bulletins http://www.sec.gov/interps.shtml



	Reports 


Special Studies http://www.sec.gov/news/studies.shtml


Annual Report of the SEC http://www.sec.gov/about/annrep.shtml


SEC Strategic Plan http://www.sec.gov/about/secstratplan1015.htm



	Litigation, Decisions, Opinions, Enforcement Cases 


Enforcement actions, opinions, briefs, trading suspensions, investors claims funds http://www.sec.gov/litigation.shtml


Annual compilation of enforcement cases by category in the appendix of the SEC Annual Report http://www.sec.gov/about/annrep.shtml



	Accountants and Auditors 


Information on the SEC’s website for accountants and auditors http://www.sec.gov/about/offices/oca.htm 



	Laws, Rules, Regulations 


Rules and regulations are generally at volume 17 of the Code of Federal Regulations (17 CFR) http://www.fdsys.gov


Federal Securities Laws http://www.sec.gov/about/laws.shtml


Securities Lawyer’s Deskbook http://www.law.uc.edu/CCL/index.html



	Researching Federal Securities Laws 


Researching the Federal Securities Laws Through the SEC Website http://www.sec.gov/investor/pubs/securitieslaws.htm



	Finding Company Information 


EDGAR (SEC’s Online Database of Company Reports) http://www.sec.gov/edgar.shtml


How to Use EDGAR http://www.sec.gov/edgar/quickedgar.htm


Corporate Reports, How to Get http://www.sec.gov/answers/companyinfo.htm


Info About Some Companies Not Available at SEC http://www.sec.gov/answers/noinfo.htm


Researching Public Companies Through EDGAR: A Guide for investors http://www.sec.gov/investor/pubs/edgarguide.htm



	Investor Information by Topic 


http://www.investor.gov 


Investor Education Publications http://www.sec.gov/investor/pubs_subject.shtml


Calculators for Investors http://www.sec.gov/investor/tools.shtml


Check Out Your Broker http://www.sec.gov/investor/brokers.htm



	How to File a Complaint with the SEC


SEC Center for Complaints and Enforcement Tips http://www.sec.gov/complaint.shtml



	Questions and Comments 


https://tts.sec.gov/oiea/QuestionsAndComments.html




The Office of Investor Education and Advocacy has provided this information as a service to investors. It is neither a legal interpretation nor a statement of SEC policy. If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.