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News and Alerts

As more first-time investors turn to the markets to help secure their future, pay for homes, or send children to college, the SEC’s investor protection mission is more compelling than ever. 

In this section, you will find:

09/09/2014
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to help educate investors about advance fee fraud. Read More »
09/24/2014
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about investing in unregistered securities offerings, or private placements, under Regulation D of the Securities Act. Read More »
09/29/2014
The Securities and Exchange Commission today announced charges against two Florida men for defrauding investors in a purported startup television network and production company by providing false information about its revenues and future prospects, including that former basketball star Michael Jordan planned to invest in the company. Read More »