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Selected Press Releases

SEC Charges Lions Gate With Disclosure Failures While Preventing Hostile Takeover Company Admits Wrongdoing to Settle SEC Charges

03/13/2014

The Securities and Exchange Commission today charged motion picture company Lions Gate Entertainment Corp. with failing to fully and accurately disclose to investors a key aspect of its effort to thwart a hostile takeover bid.Read more

SEC Obtains Asset Freeze Against Promoter Behind Microcap Stock Scalping Scheme

03/13/2014

The Securities and Exchange Commission today announced fraud charges and an emergency asset freeze against a promoter behind a platform of affiliated microcap stock promotion websites.Read more

SEC Charges CR Intrinsic Analyst with Insider Trading

03/13/2014

The Securities and Exchange Commission today charged a former analyst at an affiliate of hedge fund advisory firm S.A.C. Capital Advisors with insider trading based on nonpublic information that he obtained about a pair of technology companies. Read more

SEC Charges Jefferies LLC With Failing to Supervise Its Mortgage-Backed Securities Desk During Financial Crisis

03/12/2014

The Securities and Exchange Commission today charged global investment bank and brokerage firm Jefferies LLC with failing to supervise employees on its mortgage-backed securities desk who were lying to customers about pricing.Read more

SEC Charges Animal Feed Company and Top Executives in China and U.S. With Accounting Fraud. U.S.-Based Audit Committee Chair Charged for Complicity in Scheme.

03/11/2014

The Securities and Exchange Commission today charged an animal feed company and top executives with conducting a massive accounting fraud in which they repeatedly reported fake revenues from their China operations in order to meet financial targets and prop up the stock price.Read more