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Selected Press Releases

SEC Seeks Comment on Investor Advisory Committee Recommendation Regarding Target Date Funds

04/03/2014

The Securities and Exchange Commission today announced that it is seeking comment on a recommendation by its Investor Advisory Committee regarding disclosure by target date mutual funds.Read more

SEC Charges Two Men With Insider Trading on Confidential Information From Their Wives

03/31/2014

The Securities and Exchange Commission today announced two separate cases against men who profited by insider trading on confidential information they learned from their wives about Silicon Valley-based tech companies. Read more

SEC Halts Pyramid Scheme Targeting Asian and Latino Communities

03/28/2014

The Securities and Exchange Commission today announced charges and asset freezes against the operators of a worldwide pyramid scheme targeting Asian and Latino communities in the U.S. and abroad. Read more

SEC Announces Fraud Charges Against Coal Company and CEO for False Disclosures About Management

03/27/2014

The Securities and Exchange Commission today announced fraud charges against a Seattle-headquartered coal company and its founder for making false disclosures about who was running the company.Read more

Protecting the Retail Investor

03/21/2014

Chair Mary Jo White, Consumer Federation of America, 2014 Consumer AssemblyRead more