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Investor Bulletins

Investor Bulletin: How Harmed Investors May Recover Money

12/29/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about how they may be able to recover money if they have been harmed by a violation of the federal securities laws.Read more

Investor Bulletin: Brokers' Miscellaneous Fees

12/15/2014

The SEC’s Office of Investor Education and Advocacy is issuing this bulletin to make investors aware of the miscellaneous fees charged by some brokers.Read more

Investor Bulletin: SEC Investigations

10/22/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors with a general overview of how the SEC’s Division of Enforcement conducts investigations.Read more

Investor Bulletin: Savings and Investing Basics for Military Personnel

10/02/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help military personnel make more informed savings and investing decisions and avoid common scams. Below is a list of ten suggestions that may help military personnel – and any investor – make better investments and avoid fraud.Read more

Investor Bulletin: Private Placements Under Regulation D

09/24/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about investing in unregistered securities offerings, or private placements, under Regulation D of the Securities Act.Read more