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Investor Bulletins

Investor Bulletin: How Fees and Expenses Affect Your Investment Portfolio

02/19/2014

The SEC’s Office of Investor Education and Advocacy is issuing this bulletin to educate investors about how fees can impact the value of an investment portfolio. Read more

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Investor Bulletin: Variable Annuities—An Introduction

02/06/2014

This SEC Office of Investor Education and Advocacy Investor Bulletin provides some basic facts about variable annuities and how they work. Variable annuities are complex products, and this Investor Bulletin focuses solely on the basics.Read more

View Document: English (pdf)

Investor Bulletin: Delinquent Filings

12/04/2013

The Securities and Exchange Commission's (SEC) Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors with information on the SEC's Delinquent Filings Program.Read more

Investor Bulletin: The ABCs of Credit Ratings

10/28/2013

The SEC’s Office of Investor Education and Advocacy and Office of Credit Ratings are issuing this Investor Bulletin to educate investors about credit ratings.Read more

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Investor Bulletin: Accredited Investors

09/23/2013

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about what it means to be an “accredited investor.”Read more

View Document: English (pdf)