Skip to content

Font size: A- | A | A+

Investor.gov Logo for Print

News and Alerts

04/03/2013

Investor Bulletin: How to Read a Mutual Fund Shareholder Report

Mutual funds that are registered with the SEC must send reports to their shareholders on a semiannual basis. the semiannual report covers the first six months of the fund's fiscal year, while the annual report covers the fund's entire fiscal year. Mutual funds that are registered with the seC prepare their own shareholder reports and file them with the seC. so long as these funds disclose the information that the seC requires in the shareholder report, they can decide how to organize and present the information within the report.Read more

04/02/2013

SEC Says Social Media OK for Company Announcements if Investors Are Alerted

Washington, D.C., April 2, 2013 — The Securities and Exchange Commission today issued a report that makes clear that companies can use social media outlets like Facebook and Twitter to announce key information in compliance with Regulation Fair Disclosure (Regulation FD) so long as investors have been alerted about which social media will be used to disseminate such information.Read more

03/29/2013

SEC Charges Sigma Capital Portfolio Manager with Insider Trading

Washington, D.C., March 29, 2013 —The Securities and Exchange Commission today charged Michael Steinberg, a portfolio manager at New York-based hedge fund advisory firm Sigma Capital Management, with trading on inside information ahead of quarterly earnings announcements by Dell and Nvidia Corporation.Read more

03/29/2013

Foreign Traders Agree to Pay $3.3 Million to Settle Charges in Nexen Insider Trading Case

Washington, D.C., March 29, 2013 — The Securities and Exchange Commission today announced that a Chinese businessman and his wife whose trading accounts were frozen last year as part of a major insider trading case have agreed to settle charges that they loaded up on the securities of Nexen Inc. while in possession of nonpublic information about an impending announcement that the company was being acquired by China-based CNOOC Ltd.Read more

03/26/2013

SEC Charges California-Based Hedge Fund Analyst and Two Others with Insider Trading

Washington, D.C., March 26, 2013 — The Securities and Exchange Commission today charged a California-based hedge fund analyst with insider trading in advance of a merger of two technology companies based on nonpublic information he received from his friend who was an executive at one of the companies.Read more