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News and Alerts

04/03/2014

SEC Charges Two Friends With Insider Trading Ahead of Impending Acquisition

The Securities and Exchange Commission today charged two friends with insider trading on confidential information from an investment banker about an impending transaction between engineering and construction companies.Read more

04/03/2014

SEC Seeks Comment on Investor Advisory Committee Recommendation Regarding Target Date Funds

The Securities and Exchange Commission today announced that it is seeking comment on a recommendation by its Investor Advisory Committee regarding disclosure by target date mutual funds.Read more

03/31/2014

SEC Charges Two Men With Insider Trading on Confidential Information From Their Wives

The Securities and Exchange Commission today announced two separate cases against men who profited by insider trading on confidential information they learned from their wives about Silicon Valley-based tech companies. Read more

03/28/2014

SEC Halts Pyramid Scheme Targeting Asian and Latino Communities

The Securities and Exchange Commission today announced charges and asset freezes against the operators of a worldwide pyramid scheme targeting Asian and Latino communities in the U.S. and abroad. Read more

03/27/2014

SEC Announces Fraud Charges Against Coal Company and CEO for False Disclosures About Management

The Securities and Exchange Commission today announced fraud charges against a Seattle-headquartered coal company and its founder for making false disclosures about who was running the company.Read more