Skip to content

Font size: A- | A | A+

Investor.gov Logo for Print

Investor Alerts

Updated Investor Alert: Social Media and Investing - Avoiding Fraud

11/12/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to help investors be better aware of fraudulent investment schemes that may involve social media. U.S. retail investors are increasingly turning to social media, including Facebook, YouTube, Twitter, LinkedIn and other online networks for information about investing.

Add to RSS feed: 
yes

Investor Alert: Beware of Fantasy Stock Trading Websites Offering Real Returns

06/17/2015

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors about fantasy stock trading and other similar websites that may violate federal securities laws designed to protect investors from abuses in the swaps market.

Add to RSS feed: 
yes

Investor Alert for Seniors: Five Red Flags of Investment Fraud

06/15/2015

Older Americans are often targets of investment fraud.  The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to help seniors identify signs that what is offered as an investment may actually be a fraud.  Below are five “red flags” seniors should look out for when making an investment decision.

Add to RSS feed: 
yes

Investor Alert: Beware of False or Exaggerated Credentials

06/03/2015
Add to RSS feed: 
yes

Updated Investor Alert: SEC Warns of Government Impersonators

05/11/2015

SEC staff is issuing this updated Investor Alert because we are aware of continuing fraudulent solicitations that purport to be affiliated with or sponsored by the Securities and Exchange Commission.

The SEC does not endorse investment offers, assist in the purchase or sale of securities, or participate in money transfers.  SEC staff will not, for example, contact individuals by telephone or email for purposes of:

Add to RSS feed: 
yes

Investor Alert: Automated Investment Tools

05/08/2015

The SEC’s Office of Investor Education and Advocacy (OIEA) and the Financial Industry Regulatory Authority, Inc. (FINRA) are issuing this alert to provide investors with a general overview of automated investment tools.

Add to RSS feed: 
yes

Updated Investor Alert: Beware of Companies Using the SEC Seal

04/03/2015

The SEC’s Office of Investor Education and Advocacy is issuing this updated Investor Alert to help investors identify fraudsters’ unauthorized use of the SEC seal as a way to convince prospective customers that a fraud, including an advance-fee loan scam, is legitimate. 

Add to RSS feed: 
yes

Investor Alert: “Prime Bank” Investments Are Scams

02/05/2015

The SEC’s Office of Investor Education and Advocacy (OIEA) is issuing this Investor Alert to warn investors about fraudulent investment schemes involving purportedly high-yield, risk-free international finance programs.

Add to RSS feed: 
yes

Investor Alert: Investment Scams Involving Ebola-Related Companies

11/20/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors about investment scams involving companies that claim their products or services relate to Ebola.

Add to RSS feed: 
yes

Investor Alert: Dormant Shell Companies – How to Protect Your Portfolio from Fraud

10/30/2014

FINRA and the SEC’s Office of Investor Education and Advocacy are issuing this alert to warn investors that some low-priced “penny” stocks that are aggressively promoted may in fact be stocks of dormant shell companies – companies that have no or nominal business operations or non-cash assets for an extended period of time. Many dormant shell companies that continue to trade in the over-the-counter (OTC) market are susceptible to market manipulation.

Add to RSS feed: 
yes
Syndicate content