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Glossary

Word of the Day

Broker Vote

For certain routine matters to be voted upon at shareholder meetings, if you don’t vote by proxy or at the meeting in person, brokers may vote on your behalf at their discretion. These votes may also be called uninstructed or discretionary broker votes. There are stock exchange rules regarding which routine matters brokers may vote upon.

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Red Flags

Understanding these terms may help you steer clear of investment scams.

Ponzi scheme, pyramid scheme, pump and dump

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Common Acronyms

Recognize these common investment-related acronyms.

10Q, CUSIP number, ETFs, ERISA, IPO, LIBOR, SPDR Trust, UIT

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What makes up my investment mix?

Explore key concepts related to asset allocation.

Asset classes, lifecycle funds, diversification, risk tolerance

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What does it mean to be a shareholder?

If you own stocks, these terms apply to you.

Shareholder, dividend, merger, stock split, public company

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