“Top Ten Tips” for Avoiding Fraud

In addition to more generalized advice on getting smart and avoiding fraud, here are some “Top Ten Tips” for ensuring that you or your loved ones do not fall victim to fraud.

  1. Before buying any stock, check out the company’s financial statements on the SEC’s web site.
  2. Read “Pro Forma” Financial Information: Tips for investors.
  3. Learn who is legitimate and who is not.
  4. Gather all information you can – it matters.
  5. Have a look at our “Stock Market Fraud” checklist.
  6. Carefully analyze analyst recommendations.
  7. Affinity fraud: how to avoid investment scams that target groups.
  8. Check out brokers and investment advisers.
  9. Avoid Internet investment scams.
  10. If you are in doubt, contact the SEC.
ShareThis

The SEC's Mission

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

As more and more first-time investors turn to the markets to help secure their futures, pay for homes, and send children to college, our investor protection mission is more compelling than ever. more

Contact the SEC

Close
E-mail It
Powered by ShareThis